0001557470-13-000001.txt : 20130726
0001557470-13-000001.hdr.sgml : 20130726
20130726162518
ACCESSION NUMBER: 0001557470-13-000001
CONFORMED SUBMISSION TYPE: SC 13D
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130726
DATE AS OF CHANGE: 20130726
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GENERAL EMPLOYMENT ENTERPRISES INC
CENTRAL INDEX KEY: 0000040570
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EMPLOYMENT AGENCIES [7361]
IRS NUMBER: 366097429
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13D
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-40677
FILM NUMBER: 13989797
BUSINESS ADDRESS:
STREET 1: ONE TOWER LANE
STREET 2: SUITE 2200
CITY: OAKBROOK TERRACE
STATE: IL
ZIP: 60181
BUSINESS PHONE: 630-954-0400
MAIL ADDRESS:
STREET 1: ONE TOWER LANE
STREET 2: SUITE 2200
CITY: OAKBROOK TERRACE
STATE: IL
ZIP: 60181
FORMER COMPANY:
FORMER CONFORMED NAME: OSHEA CHARLES M CORP
DATE OF NAME CHANGE: 19670413
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Simmons Brandon
CENTRAL INDEX KEY: 0001538125
FILING VALUES:
FORM TYPE: SC 13D
MAIL ADDRESS:
STREET 1: 11921 BRINLE AVENUE
CITY: LOUISVILLE
STATE: KY
ZIP: 40243
SC 13D
1
trinity13d072313.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
General Employment Enterprises, Inc.
------------------------------------
(Name of Issuer)
Common Stock, no par value
------------------------------------
(Title of Class of Securities)
Common Stock, No Par Value
(Title of Class of Securities)
224051102
------------
(CUSIP Number)
Brandon Simmons
11921 Brinley Avenue
Louisville, KY 40243
502-303-2875
---------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
April 22, 2013
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f)
or 13d-1(g), check the following box [ ].
Note. Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See Rule 13d-7 for other parties to whom copies are to be sent.
(Continued on following pages)
---------------------
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a
prior cover page.
The information required on the remainder of this cover
page shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP No. 224051102
1. Names of Reporting Persons:
Brandon Simmons
2. Check the appropriate box if a member of a group
(a) [X] (b) [ ]
3. SEC USE ONLY
4. SOURCE OF FUNDS Not applicable
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2 (e) /_/
6. CITIZENSHIP OR PLACE OF ORGANIZATION
The reporting person is a U.S. citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
7. SOLE VOTING POWER 1,406,666
8. SHARED VOTING POWER 0
9. SOLE DISPOSITIVE POWER 1,406,666
10. SHARED DISPOSITIVE POWER 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,306,666
12. CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES /_/
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.2%
14. TYPE OF REPORTING PERSON IN
2
Item 1. Security and Issuer.
This Schedule 13D relates to the common stock, no par value per share,
of General Employment Enterprises, Inc. GEE's principal executive
offices are located at One Tower Lane, Suite 2200, Oakbrook Il 60181.
The Brandon Simmons is manager of RFFG, LLC, an Ohio limited liability
company, and Trinity HR, LLC, a Kentucky limited liability company.
Trinity owns RFFG. Trinity owns 306,666 GEE shares and RFFG owns
1,100,000 GEE shares (the "New Shares"). Simmons enjoys beneficial
ownership of all these shares.
Item 2. Identity and background.
Simmons is a U.S. citizen with an address at 11405 Vista Club Court,
Louisville, KY 40291. Simmons principal occupation is as a composer
and performing artist, although he spends a substantial amount of his
time on other business activities. Simmons has not been a party to a
criminal or civil proceeding required to be disclosed herein. Trinity
is a Kentucky limited liability company and RFFG is an Ohio limited
liability company, each with a principal business address at l1921
Brinley Ave., Louisville, KY 40243. They are currently engaged in no
business activities.
Item 3. Source and amount of funds or other consideration.
Not applicable.
Item 4. Purpose of transaction.
Trinity received its 306,666 shares from its subsidiary, RFFG, LLC as
partial payment on a sale by RFFG of most of its business to GEE, as
previously reported. RFFG received its 1,100,000 shares pursuant to
the Amendment to Asset Purchase Agreement with GEE dated as of April
22, 2013, reported and included as a Exhibit 10.1 to GEE's Report on
Form 8-K filed on April 23, 2013. The issuance of the 1,100,000 New
Shares was approved by the NYSE in late June 2013 and the certificate
delivered to RFFG in early July. Simmons has no plans required to be
disclosed herein and plans to take no part in GEE's affairs.
Item 5. Interest in Securities of the Issuer.
(a) Simmons beneficially owns 1,406,666 shares of GEE common stock,
which amounts to 6.2 % of GEE's outstanding common stock.
(b) Simmons holds voting and divestment powers with respect to all
1,406,666 shares.
(c) Trinity has sold 125,000 GEE shares in the past 60 days at an
average price of $0.29/share.
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(d) Brandon Simmons and Tiffany Simmons, his wife, are the sole
members of Trinity and as such enjoy the right to receive
distributions from Trinity and RFFG, a subsidiary of Trinity,
received in respect of sales of shares. Ms. Simmons is not a
beneficial owner of the shares.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
None.
Item 7. Materials to be filed as Exhibits.
7.1 Amendment to Asset Purchase Agreement [incorporated by reference
to GEE's Form 8-K filed on April 23, 2013 reporting the foregoing
transaction].
Signature
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: July 24, 2013
/s/ Brandon Simmons
----------------------
Brandon Simmons
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